Thursday, July 29, 2010

E-readers and Closed Systems

It's no secret that I'm still a geek.  Most of the time that's (barely) kept in the background.  Yesterday's new Kindle model brought the geekiness back to the fore a bit.  The smaller, charcoal, Wifi only Kindle is just $139.  That's almost the price that may push it to mass-market levels, and we're already seeing the first author hit the 1 million e-book mark at Amazon.

The cool factor of a book-sized e-reader with batteries that last for a month (with Wifi turned off), that you can read in the sun, that you can get loads of content for is almost irresistible.  I already read a fair amount of e-pub formatted fiction on my iPod Touch, as I did on the HP TC1100 tablet I used when I worked at Amgen.  Indeed, my comment has often been that an e-reader should be somewhere between the t1100c and the iPod Touch in size - about the size of a trade paperback.  The new Kindle fits that bill.  If it drops to the $100 price level, I may not be able to stop myself.

Except...

There's a problem with the Kindle.  It is limited to pdf and Amazon's proprietary DRM'd e-book format.  No e-pub, with DRM or otherwise.  That means you are mostly stuck buying your e-books from Amazon.  Yes, you can transfer .txt, .mobi, .prc, .pdf, and .docx files, along with music and images, but not books from other vendors.  I don't like being stuck with a single source for the content.  Imagine if you could only get music for your iPod via iTunes?

Additionally, getting your personal documents is not perfect, either.  You can transfer Kindle, Mobipocket, Text, Audible, and Music files via USB cable from your Mac or PC for free.  You can email other documents under 5 MB for free conversion, or pay to convert them using Amazon's whispernet service for a fee.  So you can take some work with you, and if you have e-books that are pdf format, you can transfer them to you Kindle.

These may seem like minor inconveniences to some folks.  Maybe, but I want to buy books from whoever has the best price, but with Kindle, I'm mostly stuck with Amazon (Baen sells e-books in a variety of formats, including mobi, which would work on a Kindle).  This tie-in has another downside - Amazon has the ability to remove your books from your Kindle without your knowledge or consent, even if you bought them through Amazon.  This has happened once already, though Amazon claims they won't do it again.  Before accepting their word for it, ask yourself this: how many corporations do you trust to act in your best interest rather than theirs?

Despite Apple's tendencies toward wanting to control everything about iPhones and iPads, at least they aren't able to nuke your stuff.  The more expensive iPad seems better in this respect, if only because you can read anything on it, and Apple can't add or remove things without your permission.  And before you (an)Droid folks say, "Hey, what about us?", Google has the ability to add and remove apps and content without your say-so, and many of the apps in the Android Market will actually steal your personal information.  There's no word on how the Nook plays into this - it runs on Android, can use e-pub books, but is less polished than a Kindle or an iPad.

Don't get me going about DRM.  That's another post, entirely.  Suffice it to say that Kindle DRM is already hacked.

PTSD Help for Vets and Families

Tom Ricks passed along some great sources of PTSD help for active duty service members, families, and vets.  If you need help, you can get free or low-cost counseling through either organization:

For free and confidential counseling for soldiers, vets and their families:

The Soldiers Project: 1-877-576-5343
www.thesoldiersproject.org


Give An Hour (Great Website. It has an easy-to-use zipcode feature that allows people to find therapists in their area.) www.Giveanhour.org

The National Veterans Foundation
1-888-777-4443

Wednesday, July 28, 2010

The Two-faced Deficit Hawks

It's hardly a surprise to see a politician saw one thing to make political points and then act the opposite way when it comes down to brass tacks.  The most recent addition to this club is Congressman John Boehner (R-OH) who attacked Democrats over the budget, claimed that defense spending needed scrutiny, and then voted to approve an alternate and unneeded engine for the F-35 Joint Strike Fighter.  The only people who want this engine are politicians and the manufacturer - Secretary of Defense Gates, the Pentagon, and the services that will fly the plane all say that it adds unnecessary expense and delay to a program that is already over-budget and beset by delays.

Boehner likes to claim that the alternate engine is needed for redundancy of supply chain, but reality is that the manufacturing plant is near his district, which will make his constituents happy.  This is hardly he first, or last, program that we've seen this with. All you have to do is look at the space program for some clear examples.  The problem here is that we have an opposition leader working the field while no one is looking.

h/t: Pat Garofalo.

Tuesday, July 27, 2010

Standardized Testing: The Bane of American Education

A couple of years ago New York City decided to use standardized tests as the only criteria to select kids for the gifted and talented program at the kindergarten level.  Predictably upper-income parents started sending their kids to test preparation classes.  Since the test-prep classes can cost more than $1,000, and families are buying $90 workbooks or $145/hour tutoring for their four year-olds, kids from lower socio-economic classes are losing out.  Their families can't afford all the extras, so these kids fall below the 90th percentile cut-off to get in.  Demographically, the number of black and Hispanic students has dropped from 46% to 27%.


City officials claim that they are committed to developing testing that is not so easy for parents to game so that gifted students of all demographics enroll in the gifted and talented , but the problem is that standardized testing by its nature is biased toward students of middle and upper-class backgrounds.  This is one of the long-term criticisms of tests like the SAT.  Students more culturally attuned toward the types of questions asked, and the environment of testing succeed at higher rates. The process gives students that already have all of the social advantages built into our system an even bigger leg up.

That NYC even thought to administer standardized tests to pre-school kids shows how pervasive the testing culture promoted by No Child Left Behind has become.  Schools only seem to evaluate based on tests aimed at a small subset of skills and abilities rather than the whole child.  There is no room for teacher assessment of classroom behavior and achievement, verbal and motor skills, etc...  We're busy taking the human factor out of education in favor of "objective" standards that really aren't objective.  The negative effects of the emphasis on testing are well-documented and growing daily.  Florida still has problems getting accurate grading of its 2009-2010 testing, other systems are reporting cheating by teachers and students, and college faculty report that students arrive unable to perform tasks like note-taking, without basic geographic knowledge, and unable to write simple essays.

Standardized testing has already taken a huge toll on our education system.  We need to stop it in its tracks.

Monday, July 26, 2010

The "Afghan Diaries" Wikileaks

Barely 24 hours into the news cycle, I sort of feel like I'm just piling on to a lot of things that have already been said.  The reaction of many reporters and most people following the war is that there's little surprising in the 77,000 document archive.  After a brief scroll through articles and the comma-delimited version of the docs in MS Excel, it seems like the brow-wrinklers are:

  1. The Pentagon hiding the fact that man-portable SAMs (MPADS) like the venerable SA-7 are responsible for shooting down at least one CH-47 Chinook helicopter over Afghanistan.  Before now we have USAF claiming that while some SA-7 style weapons had been fired at ISAF aricraft, they are all protected against actual missile strikes, and claims that small arms brought down the choppers lost there.  Given the role in American-supplied Stingers and Redeyes in the Soviet invasion of Afghanistan, that the Taliban should adopt MPADS should be no surprise.  The question is where they came from - leftovers from the 1980s (doubtful), Pakistan, Iran, or elsewhere.  The answer is potentially a big deal, because it tells you where the Taliban are spending their opium dollars, and who is actively working against the United States in the region.
  2. Dozens of documents provide the names of Afghans that have helped ISAF troops with information or material.  As others have already pointed out, Julian Assange can claim all he wants that since all the docs are several months old, no operation matters are effected, but these people just got outed to the Taliban, who will think nothing of executing them for helping us.  Not is there a revenge motive here, but it discourages others from helping us out.
There are some big picture issues to be discussed. 

First, the "Afghan Diaries" are hardly the Pentagon Papers.  The high-level discussions that made the Pentagon Papers such a seismic event just aren't there. The rest, as Abu Muqawama said via twitter, is just an unvarnished look at war.  It seems shocking to many people simply because most of us have been so insulated from what is happening in Afghanistan, from the resource constraints, and even from the fact that it has been on the back burner until relatively recently - the 2003 invasion of Iraq sidetracked things quite a bit.

Second, Pakistan continues to have multiple personalities in its dealings with the United States, the Taliban, and Afghanistan.  While the Pakistani Intelligence Service (ISI) and parts of the Pakistani military provide support to the Taliban, other parts of the Pakistani military and government support NATO efforts in Afghanistan.  While the New York Times and Der Spiegel make claims about Pakistani support for the Taliban based on the wikileaks documents, it really isn't anything new.  What it should do is finally cause us to think about who our allies are and the kind of financial support we provide.  In all honesty, Pakistan is the type of double-edged ally that Saudi Arabia is - supports us when it is good for them, and works against us in significant ways that don't always directly impact us.  Like in dealing with the Saudis, we need to carefully consider how the weapons we provide Pakistan will be used, and whether we will be facing them at some point in the future.

Third, most of the documents are from before Gen. McChrystal took command and changed the rules of engagement.  You can tell that roadblocks and convoys are manned by soldiers ready to shoot first and ask questions later.  That's not the best way to fight an insurgency.  Shooting at two guys on a motorcycle because it looks like they have a weapon is not a great way to win hearts and minds when it turns out to be a foot pump.  Expecting people to stop at roadblocks when they are used to highway robbery and banditry, and then shooting at them when they don't is similarly going to make it harder to gain the respect of the common people.  And, yes, it is asking a lot to ask troops to not pull the trigger when someone zips by their checkpoint, and could lead to disaster.  There is no easy way when fighting insurgents or terrorists.

Despite these issues, the corruption, the weakness and illegitimacy of the Kabul regime, the documents hosted at wikileaks  do not, as Jon Taplin would have it, show that the concept of counterinsurgency is flawed.  It may be that our efforts in Afghanistan were inconsistent, that we need more coherent strategy and goals, that tactics need to be revised, but that doesn't on its own invalidate COIN as a doctrine.  What the documents do illustrate is that we need to define our goals and develop a coherent strategy to achieve those goals, then determine what tactics and troop levels we need to get there.  That's a national conversation we still haven't had.

Care Packages for the Troops

My wife Heather forwarded this appeal from Misty Dippel and the other students at  Barry University School of Law:

------------

The men and women in the 1/327 Infantry 101st Airborne Division could use some help and need a morale boost. They would greatly appreciate anything you could send to them. Their tours of duty are for 12 months. So their supplies do run out, and they have not received any care packages for several months.

They ask for Gum, Peanuts, Trail Mix, COFFEE (was in all caps), Socks, other snack foods, recent entertainment magazines like sports, workout, etc., toilet wipes, and so on.

Please if there is anything that you can send. The Postal Service provides excellent shipping rates to send supplies over to our troops.

The Sergeant Major will distribute the supplies to all of his troops in the 1/327th Infantry 101st Airborne Division in Afghanistan. The address to send your care package is:

ATTN: SGM James Plowman
HHC 1/327 IN, 101st Arbn Div.
Camp Blessing, Afghanistan
APO AE 09310

Third Annual University of Alabama Graduate Student Conference on Power and Struggle

The Department of History at The University of Alabama is pleased to announce its Third Annual Graduate Student Conference on Power and Struggle, to be held at the UA campus on March 4-5, 2011.  The conference will include a keynote speaker addressing the conference theme, with a reception following.  Graduate students nationwide are invited to submit proposals that engage the conference theme by examining power relations in all historical fields and time periods. 

The conference theme addresses new approaches of historical analysis that focus on the relationship between struggle and power.  We encourage students to address instances in which people have struggled to break, transform, or reclaim the boundaries constructed by those in power.  We seek proposals employing innovative approaches and interdisciplinary research. Particular attention will be given to papers developing comparative perspectives and utilizing multi-archival research bases. 

Possible topics may include but are not limited to histories of

  • Power in institutions, society, and religion
  • Struggle in cultural expression, social relationships, and belief systems
  • Power in discourse on gender, race, and class
  • Struggle against labels in nationalism, ethnicity, sub-culture, or sexual identity
  • Power in traditional structures such as politics, diplomacy, imperialism, and war
  • Struggle in resistance such as crime, protest, liberation, and revolution

Single papers should include a 300-word abstract and a one-page CV of the presenter. Full-panel proposals will not be accepted.  All submissions should be sent in Word format via email to the committee using ghaconference@gmail.com. 

The deadline for proposal submissions is November 15, 2010. Final papers should be submitted to commentators by January 31, 2011.  For more information please email the committee at ghaconference@gmail.com.

University of Alabama Graduate Student History Conference Committee:

Christopher Levesque clevesque@crimson.ua.edu                    
Joseph Pearson            jwpearson@crimson.ua.edu
Laura Mammina          lmmammina@crimson.ua.edu
            Monica Ayhens            mrayhens@crimson.ua.edu

Sunday, July 25, 2010

Opium, the West, and the Fall of the Qing

Posted by Chris at 6/2/2008 1:03 PM ...

The clash of civilizations between European imperial powers and China’s Qing Dynasty exploded into violence and devastation in 1841 after a series of disputes between Guangzhou’s governor-general, British diplomats, and opium traders.  Although the opium trade and Commission Lin Zexu’s seizure of and destruction of British Opium are often described as the catalysts of the conflict between China and Great Britain, a long period of British diplomatic maneuvering in China to gain trade and diplomatic concessions lay at the heart of the dispute.  Opium was merely the cassus belli seized upon by Great Britain and other European nations as an excuse to force their economic and political agendas on China.  The concessions Great Britain won for itself and other European powers exposed the Chinese Imperial System’s weaknesses and devastated its economy for decades to come, but was not itself the sole reason for the collapse of the Qing Dynasty.  Imperial China collapsed under the continuing economic and military assault by European powers great and small, Japan’s newly found assertiveness, the corrosive influence of Western intellectual systems, and the Qing’s inability to adapt to the new multi-state world it found itself thrust into.
 
Opium in China  

            Despite opium’s long history of medicinal use in China, the Qing banned its use in 1729, and imposed harsh penalties for violators of the ban due to its addictive nature.  However, the ban was not effective in preventing either use or importation of the drug.  The effect of opium on China and on individuals is still a matter of significant debate.  R.K. Newman challenges the historical description of opium users as emaciated, feeble, and dysfunctional drains on China.[i]  Newman argues that the decrepit health of some individual opium smokers was due more to the disease opium was used to treat than any harmful effect of the drug itself, particularly in the case of terminal illness. The observers in these cases mistook the physical effects of the user’s disease for that of the opium they smoked.[ii]  Examining the amounts of opium imported as late as 1879 when importation reached its peak, Newman finds that only 3.5% of China’s adult population could be classified as addicts.[iii]  All other opium use was recreational or medicinal in nature.  He argues that the infamous “opium villages” of dramatic turn of the century accounts, were in reality locales suffering the effects of famine, not the influence of the drug on a society in its deadly grip.[iv]

            However, Hunt Janin argues against Nelson’s revisionism regarding the actual influence of Opium on Chinese users.  Janin places the total addict population in China at only 1% of the population, or around 4 million persons.  However, Qing officials were overrepresented in the addict population when compared to the proportion of addicts from other parts of Chinese society.[v]  The overrepresentation of officials in the addict population increased its overall effect on imperial administration and interfered with enforcement of the ban on opium, which ultimately reduced Qing authority in the provinces.  Janin also claims that both British and Chinese officials fully understood the dangers of opium addiction, the symptoms of withdrawal, and difficulty opium smokers faced in quitting the drug.  A memorial to the emperor on the subject of opium addiction clearly indicates this understanding by discussing how the symptoms of withdrawal were almost immediately alleviated by a dose of the drug:
Their limbs become debilitated, a discharge of rheum takes place from the eyes and nose, and they are altogether unequal to any exertion; but, with a few whiffs, their spirits and strength are immediately restored in a surprising manner.  Thus opium becomes, to opium smokers, their very life; and, when they are seized and brought before magistrates, they will sooner suffer a severe chastisement than inform against those who sell it.[vi]
          The domestic cultivation and distribution of opium in late-Qing China further complicates the role of opium in the collapse of Imperial China.  While Commissioner Lin Zexu (1785-1850) successfully halted opium smuggling into China through the area surrounding Guangzhou and Macao in 1839,[vii] opium continued to circulate through the interior of China.[viii]  The Yi, Dao, and Miao ethnic minorities in southwest China engaged in the cultivation, while the Muslim traders distributed it through western China.[ix]  The administrative structures on China’s periphery, really a thin overlay over existing tribal governments, were unable to exert the same uniformity of prohibition enforcement the Qing brought to bear in Han-dominated locales.  Despite efforts to eradicate opium use and production in the southwest beginning in 1832, by 1839 Yunnan peasants earned ten times more income from opium than from rice production.  Even increased anti-opium campaigns beginning in 1839 did not significantly affect areas under tribal control.[x]  That efforts to control opium production and distribution in areas far from Qing conflict with British opium trading ships indicates that the Manchu were fundamentally unable to exert Imperial rule within the boundaries of China against their own subjects.  Qing power was in the southwest was further limited by local army garrisons and Qing officials that protected the opium trade with physical security.[xi]

            Even after opium importation became legal in 1858 as a result of the Second Opium War, the high import duties in the Treaty Ports resulted in large amounts of opium smuggling.  Joyce Mandancy argues that the opium culture in Fujian consumed enough opium to support both smuggling operations and generate a handsome revenue for government coffers.  For their part, British opium merchants were unsatisfied with the 30% annual profits they received by trading through the Treaty Ports, turning to smuggling to further bolster their profit potential.[xii]  The result was even more difficulty for government suppression efforts, and a further weakening of Qing authority during the second half of the nineteenth century.[xiii] 

            Opium legalization further contributed to the downfall of the Qing by calling its moral authority into question.  While Qing officials argued that legalization allowed them to monitor the flow of the drug in its eradication efforts, Mandancy asserts that that, “cynics suspected Qing morality had actually been overcome by financial exigencies,” [xiv]despite their move toward eradication after 1906.  This view is supported by negative popular opinion in Fujian, which Mandancy finds documented in Chinese-language sources that refute Newman’s claims that opium use had no negative impact on China, which Mandancy claims is due to his complete reliance on English-language sources.[xv]  Mandancy argues that the Chinese heckling of missionaries they assumed were connected to the opium trade and Fujian folks songs describing the horrors of opium use as validation of her interpretation of the common loathing of opium despite its widespread use and cultivation.  She further argues that,
 
Available sources indicate that popular outrage toward the flouting of Chinese laws and social conventions by opium importers and smokers, as well as grassroots revulsion at the physical, moral, and socioeconomic consequences of opium abuse, existed side by side with considerable resistance to state suppression efforts[xvi]
Fujians also represented Chinese popular condemnation of both the Qing Dynasty and Western imperialism.  In this context, opium was the key indicator of Chinese weakness in the face of Western power.  It became the metaphor for declining quality of life due to Western abuses of China, and the inability of the Qing to defend the Chinese from foreign predation.  As the pernicious influence of opium spread, and its negative aspects became more pronounced, the Qing became as much a target for popular anger as the West.  Mandancy contends that in the period between 1830 and 1906, hostility toward the opium trade neared revolutionary proportions, and created a “reservoir of ill will toward a Qing state to weak to enforce its will on foreign purveyors.”[xvii]  This atmosphere of conflict hardened Qing attitudes against the opium trade on political and moral grounds.  The continuing outflow of hard currency to the West in exchange for opium simply exacerbated the growing problem, and forced the Qing to act.

Conflict with the West
    
Trade lies at the root of the conflict between China and European powers.  Before Great Britain’s development of the opium trade from India to Guangzhou, it suffered from a trade imbalance due to the large amount of tea, silk, and porcelain imported to Great Britain in exchange for woolens and manufactured cotton cloth.[xviii]  To alter the balance of trade in England’s favor, in 1781 the East India Company began producing opium in India for sale in China.  As Chinese imports of opium increased, they overtook the value of silk, tea, and spices exported to Great Britain, resulting in growing amounts of silver leaving the Chinese economy.[xix]  The export of silver from China to Great Britain was critical due to the massive Qing expenditures on China’s frontier in military campaigns against rebels in the southwest during the 1820’s and 1830’s.  The Imperial treasury decreased its silver holdings from 70 million taels in 1790 to 10 million taels in 1820.
           
China’s domestic problems forced the Qing to move against the foreign opium trade at exactly the time that imports increased due to Great Britain’s 1833 dissolution of the East India Company’s monopoly over Indian opium.  The end of the monopoly dramatically increased the amount of opium shipped to Guangzhou, and led Great Britain to appoint Lord William Napier (1786-1834) as the Chief Superintendent of Trade.[xx]  Napier’s mission was to coordinate British trade with China, open additional ports to British ships, and establish permanent diplomatic relations with the Imperial court in Beijing.  Hunt Janin contends that Napier’s mission to establish equal relations with China are the primary cause of British intransigence.  He quotes then United States Senator John Quincy Adams, who in 1841 argued that the opium destroyed by Commissioner Lin in 1839 was incidental to the true causes of the dispute between Great Britain and China:
 
It is a general but I believe altogether mistaken opinion that [the Opium War] is merely for certain chests of opium imported by British merchants in China, and seized by the Chinese government for having been imported contrary to law.  This is a mere incident to the dispute; no more the cause of the war than the throwing overboard of the tea in Boston Harbor was the cause of the North American revolution.
            The cause of the war is the kow-tow! [i.e. the obligatory way of showing respect to the emperor by kneeling before him and knocking one’s forehead against the ground] – the arrogant and insupportable pretensions of China, that she will hold commercial intercourse with mankind not upon terms of equal reciprocity, but upon insulting and degrading forums of relation between lord and vassal.[xxi]
            Napier precipitated the crisis that became the Opium Wars by his handling of relations with Guangzhou’s governor-general, Lu K’un in order to further this mission of gaining equality in relations with China.  Rather than following established protocol for European traders and staying in Macao until he received permission to take residence in Guangzhou, Napier went straight there to establish his residence.  As an accredited official of Her Majesty’s government, Napier also refused to forward requests and reports to Lu K’un through the hong merchants.[xxii]  Because Napier had already transgressed six separate regulations regarding foreign travel in China and communication with Chinese officials, Lu K’un ordered him to return to Macao, and ceased British trading operations until he complied.[xxiii].  As a representative of a government that did not recognize the Qing emperor as its superior, Napier could not relay his messages through the Hong merchants as the representatives of the East Indian Company did.  Hsin-pao Chang writes that “The ‘Napier fizzle,’ as it was locally called, was a wedge that cut deeply into Anglo-Chinese relations.  It made the character of the ‘barbarian’ more unfathomable to the Chinese and doubled the British disdain and distrust of the Chinese.” [xxiv]  In effect, the episode damaged Anglo-Sino relations, because each party was working at cross-purposes.

            Pin-chia Kuo largely supports this interpretation, but extends it to include the issue of national sovereignty, the Chinese conception of the Middle Kingdom, and Western interpretation of international law.  While Great Britain and other Western states insisted on the norms of international intercourse, including the ability to send envoys to foreign governments and for ships to trade in foreign ports, the Chinese viewed their civilization as superior to all others due to its long history of civilization and domination of the surrounding “barbarian” peoples.[xxv]  Kuo further argues that while Great Britain recognized the East India Company’s absolute monopoly to trade with China until 1834, it either did not recognize the right of the Qing to designate the Hong merchants’ monopoly on trade with the West.[xxvi]  The British insistence on breaking the Hong trade monopoly to their own advantage represented a direct assault on Qing sovereignty over China, and adds additional complexity to the issue.  The planned British assault on Chinese sovereignty extended beyond even the Qing’s ability to regulate trade in their own country to an insistence on the principles of extraterritoriality for all British subjects.  Kuo contends that the British believed that Qing jurisprudence was fundamentally unjust, particularly the assumption of guilt and designation of religious evangelism as treasonous sedition.[xxvii] 
   
            Charles Elliot (1801-1875) succeeded Napier as superintendent in 1836 with instructions to push the issue of diplomatic equality and these assaults on Qing sovereignty.  Shortly after Elliot’s arrival in Macao, Emperor Daoguan issued a new edict banning the import of opium which British, American, and French traders ignored.  Previous bans on opium resulted in little more than an additional bribe paid to corrupt Qing officials.  In 1836, however, Daoguan was serious and appointed Lin Zexu as High Commissioner with the mission of stopping the opium trade.[xxviii]  This set the stage for a direct confrontation between Elliot and Lin over both trade relations and Qing sovereignty as the intermediaries of their respective nations. 

            Embedded in the debate over the opium trade were two additional issues: the relationship between the Qing and foreign governments and Commissioner Lin’s confiscation and destruction of over 20,000 chests of British opium without compensating the traders for their loss.  These two issues provided Great Britain with its justification for war.  Elliot exacerbated tensions with Guangzhou’s new governor-general Teng T’ing-che when he pushed for status as an equal in communications.[xxix]  In the tense environment surrounding the wrangling over Elliot’s status as a foreign official, Commissioner Lin followed his efforts at halting the opium trade by seizing more than 20,000 chests of opium.  Lin accomplished the seizure by holding British traders hostage in their factories near waterfront of Guangzhou.  Elliot told them that the British government would make their losses good.[xxx] Hunt Janin believes that Qing officials, including Commissioner Lin did not understand the thread to China posed by militarily and economically advanced Western nations.  The emphasis on Chinese classics and Confucian education combined with the belief that the emperor ruled due to the Mandate of Heaven to prevent Lin and other Qing officials from perceiving even a potential threat to China.[xxxi]  This, in turn, led Lin to take a hard line when dealing with Elliot that he might not have if he worried about a violent negative reaction from Great Britain over the destruction of the Opium.  Lin’s fundamental inability to understand the likely reaction of a powerful foreign power set the stage for a catastrophic conflict with Great Britain that led to the ultimate fall of both the Qing dynasty and the Chinese Empire. 

            The first shots of the Opium War were fired on September 4, 1839, when Elliot took a fleet to Kowloon to demand provisions from the Chinese.  British merchants were unable to purchase provisions due to of Elliot’s refusal to turn over the seamen accused of murdering a local villager named Lin Wei-hsi’s for trial.  Elliot based his refusal in Great Britain’s refusal to allow any British subject to suffer under Chinese jurisprudence.[xxxii]  In order to uphold the principle of extraterritoriality and placate the Chinese government, Elliot tried six crewmen for the murder.  Chang argues that this second incident involving British sailors between 1837 and 1839 played the major role in causing actual hostilities to erupt.  Commissioner Lin insisted on China’s right to try any person violating the law in China, regardless of their nationality – a right maintained by all sovereign states, and stopped all deliveries of food to foreign residents in order to gain compliance[xxxiii].  Fighting began when Great Britain provided Elliot with the forces to defend Europeans, and to seize supplies. 

Great Britain’s victory in the conflict forced the Qing government into a series of unequal treaties, each of which attacked China’s sovereignty, and the eyes of Chinese reduced its legitimacy.  The treaties required China to allow foreign trade at the ports of Guangzhou, Fuzhou, Xiamen, Ningbo, and Shanghai.  The treaties also required China to pay Great Britain reparations of 21 million dollars, which covered the cost of the war and the 20,000 chests of opium Li Zexu destroyed.  China also ceded Hong Kong to Great Britain, abolished the Co-hong system, and required that both parties agree to all tariffs.[xxxiv]  The 1842 Treaty of Nanjing also pardoned all Chinese that worked for, or cooperated with Great Britain during the war.  In effect, the treaties stripped China of large portions of its national sovereignty.  The Qing could not regulate trade, were bankrupted by reparation payments, and could not even act against treasonous subjects.  According to Hu Sheng, the 1843 Treaty of the Bogue further undermined Qing sovereignty because it stated that: 
When ever the Chinese government thought it fit to grant new ‘privileges’ to a foreign power, Great Britain would automatically enjoy it.  Because of this agreement, Great Britain became a so-called ‘most-favoured nation’ unilaterally, since she did not extend the same consideration to China.  In other words, if one country had succeeded in extorting from China certain concessions, all other countries would ‘legally’ enjoy the same.[xxxv] 
This meant that in 1844, the United States and France pressed their interests in China, securing treaty rights similar to those granted the British.  The American Treaty of Wang-hea extended the notion of extraterritoriality won by the British to also include civil law suits, and included the most favored nation clause.  Other European powers quickly adopted this treaty as a model for their relations with China, negatively influencing the Manchu ability to govern China.[xxxvi]

            The events of the decade of the 1850’s demonstrate the Qing’s weakness.  Unscrupulous slavers kidnapped Chinese who they sent to the United States to work as indentured servants in California’s gold mines or Caribbean sugar plantations.[xxxvii] The issue of indentured servitude combined with the loss of Qing prestige at the hands of the West, famine, and a perversion of Protestant theology led to the Taiping Rebellion in 1851.[xxxviii]  The Taiping setup a new kingdom, with a capital and Nanking, slaughtering thousands in the process of taking the city.  When the fighting was over in 1864, between 20 and 30 million Chinese had perished, and the Qing had lost significant prestige with the Chinese people.[xxxix]

    While the Qing still faced the Taiping, Great Britain and France used China’s seizure of the British flagged lorcha Arrow and its Chinese crew on the belief that some of the crewmembers were pirates.  Despite China’s return of ship and crew, Great Britain and France used its seizure as a cassus belli to launch a war to force even more trade and diplomatic concessions.[xl]  Although China fought well in the final stages of the Second Opium War, Great Britain, France, Russia, and Germany forced more concessions from the Qing, including five million dollars in war reparations, eleven additional treaty ports, freedom of movement throughout China, and permanent embassies in Beijing.[xli]  Great Britain also seized the opportunity to have opium legalized, with a fixed import tariff, and insisted that China allow missionaries to work freely through the mainland. 
   
Aftermath

            The conclusion of the two Opium Wars forced China to confront the reality of a multi-state world in which it was a weak power.  Chinese intellectuals both inside and outside the Qing government pondered how to strengthen China in the face of competition from the West and from a powerful and aggressive Japan.  China’s loss in the Sino-Japanese War of 1894-1895 further fueled this debate and weakened Qing moral authority and political legitimacy.  During this search, for answers and renewed legitimacy in government, increased exposure to Western intellectual traditions through the Treaty Ports caused intellectual ferment among Chinese intellectuals.  As important as the loss of Qing prestige after losing three consecutive wars and the accompanying loss of national sovereignty were to the fall of both the Qing dynasty and the Chinese empire was, the influx of Western ideas had the most significant role in their eventual collapse.[xlii]  The resulting political and economic tumult of the last years of the nineteenth century led to the Hundred Days’ Reforms, the collapse of the Qing, and the May 4th Movement.  

            The shock of China’s defeat by a former tributary state in the First Sino-Japanese War in 1894-1895 allowed the first real reform discussions to take place in the Qing dynasty.  Charlotte Furth contends that while the initial emphasis of the reforms started in 1898 was to reform China’s existing institutions, they morphed into an eventual assault on the moral and social organization of the entire nation. [xliii]  She argues that the late-Qing and early Republic reform efforts must be understood as a response to the entire civilization of the West, not just a response to military and technological superiority.  However, the intellectual base for the reform movement was not solely Western in origin, also drawing on Chinese traditions previously suppressed by Imperial orthodoxy.

    The socio-political struggle for reform was not articulated in isolation, but within a framework of a new evolutionary cosmology.  This was a systematic conception of the universe, in which natural, spiritual, and social phenomena were perceived as manifestations of a single cosmic reality.   
The external source of this new cosmology lay in the Chinese discovery of a world history encompassing a plurality of high civilizations in dynamic interaction with on another as with a ‘barbarian’ perimeter; on the other, there was the exploration of the implications of Western scientific law –particularly the laws of evolution based on Darwinian biology, but also those of Newtonian physics as well.  Internally, the cosmology relied upon the Confucian-Taoist tradition which taught that socio-political phenomena and natural cosmic patterns are linked in a process of causation.[xliv]
This change in intellectual orientation forced reformist intellectuals to accept the idea for the first time that China was not the source of all civilization, but merely a member of the community of nations.  This allowed the reformers of the last years of the nineteenth century to argue not only for the adoption of Western technology and military methods, but also for adoption of Western political and economic reforms. 
            Chinese reformers, particularly Liang Qichao (1873-1929) argued that science and technology imported from the West could alleviate China’s many problems.  Liang argued that limitless technological improvement and exploitation of China’s natural resources would lead to a transformation in the nature of the Chinese people so that they could enjoy the same benefits of progress Western peoples enjoyed.[xlv]  Only the benefits of modernization were acknowledged, with the disparity in wealth found in the West attributed to a moral failure of European governments.  The reformers assumed that technological and economic progress would lead to democratization, basing their theories on Spenser’s interpretation of Darwinian evolution.[xlvi] 

With this intellectual background, the initial reform effort was to attempt to modernize China’s military by adopting Western practices, and to emphasize study in the applied sciences.  A plan to sell bonds to strengthen the Dynasty’s finances followed in 1898.[xlvii]  These attempts were the prelude to Emperor Guangxu’s Hundred Days Reform of 1898.  Guangxu (1871-1908) reformed education to focus on practical matters, lessened the importance of calligraphy, and eliminated poetry from government examinations.  Another reform created an Imperial College and mandated that province schools focus on the new doctrines.  The reforms also addressed economic issues, began developing a modern navy, and began modernizing the army.[xlviii]  Finally, the reforms abolished useless government jobs and simplified administration.  Kung-chuan Hsiao argues that Kang Yuwei’s (1858-1927) reforms represented a conscious move toward a constitutional monarchy by the emperor based on Meiji Japan, which had defeated the Qing in the Sino-Japanese War of 1895.  When conservative opponents of the plan complained that a parliament would strip the emperor of his power, Guangxu replied that, “We wish only to save China.  If the people are thereby [also] saved, it matters not that We have no authority.” [xlix]  The reform effort failed because Guangxu faced stiff opposition with the Qing Dynasty, and a palace coup by conservative nobles led by the Dowager Empress CiXi (1835-1908) halted their implementation.[l] 

            The death of the Hundred Days Reform radicalized many Chinese reform intellectuals.  Kang Yuwei continued to advocate for gradual reform, arguing in 1900 that China was not yet ready for popular sovereignty, and that an immediate revolution would do more harm than good.[li]  When Kang argued in 1905 that the lack of a constitutional system and parliament were the primary causes of China’s inferiority to Western powers, the Qing acted to repress constitutionalist reformers.[lii]  Liang Qichao expanded on Kang’s argument, arguing that the emperor needed to recognize Chinese as “nationals” rather than “subjects”, thus giving them a stake in China’s success.  The lack of national pride among the people, in Liang’s estimation, was a key source of China’s weakness in comparison to Western states.[liii]  In an effort to promote Kang’s gradual reform agenda over the more radical revolutionary agenda, Liang argued that the by maintaining Chinese traditions, the Manchu were also Chinese nationals.  In this way, he hoped to preserve China, and use nationalism to build a new and stronger Chinese state.  The Qing suppression of dissent following provided Sun Yat-Sen and other activists additional determination to overthrow the dynasty and establish a republic.  The effects of the Boxer Uprising (1899-1901) and the Sino-Japanese War (1895) on China provided revolutionaries with additional arguments against the Qing, which they believed had lost the Mandate of Heaven.[liv]  The revolutionaries also developed an intellectual base of their own based on Herbert Spenser’s philosophy of Social Darwinism.  Rejecting Liang Qichao’s assertion that the Manchu should count as “Chinese” rather than a foreign oppressor, Sun Yat-sen’s revolutionary allies argued that for a definition of nation based on ethnic identity.  In this way, the Han Chinese majority formed one nation, while the Manchu were members of another.  The Qing failure to defend China from the predations of the imperialism of the West thus brought renewed identification of the dynasty as “other”.  Revolutionaries used this designation of the Qing as foreign conquerors as a key argument in their campaign to throw out the Qing and form a Chinese Republic.[lv] 

            The appropriation of these Western philosophies as the basis for both reform and revolution challenged not only Qing rule over China, but also the Confucian foundations of Chinese society.  Charlotte Furth contends that Liang Qichao believed that Western parliamentary systems would allow the realization of truly Confucian “public mindedness”, and that the true value in political assemblies at all levels was in their function of building consensus on public issues, and, that they were:
Thus they were conceived as corrective to the moral evils of officialism: estrangement papered over by commandism on high; submission of a formal equality of status between rulers and ruled than to create a community of understanding and purpose among them.[lvi]
In arguing that only through consultative and parliamentary assemblies could Confucian ideals of proper government be reached, Liang Qichao assaulted the foundations of the Qing constitutional monarchy that he and Kang Yuwei proposed as an alternative to outright revolution.  This provided Sun Yat-sen (1866-1925) and his revolutionary followers an additional moral and intellectual basis for their assault on Qing legitimacy. 

Despite moderate reform efforts by Dowager Empress CiXi, China’s intellectuals formed radical secret societies and founded underground newspapers, and Sun Yat-sen spent his exile organizing the Chinese Diaspora to support revolution.  Even the consultative assemblies formed by the Imperial government did not satisfy China’s early 20th century reformers, since local gentry dominated them.[lvii]  When the Dowager Empress nationalized railroad right of ways and accepted a huge forced loan from the United States in 1911, the townspeople and peasants of Chengdu rose in protest.[lviii]

            On October 10, 1911, the Wuchang garrison issued a call to overthrow the Qing government.  The naval units sent to quell the rising refused to fire on the protesters.  By mid-November, the Qing had lost control of China south of the Yangtze, as well as several northern cities.  On February 1, 1912, Sun Yat-Sen became the provisional President of the Republic of China, signaling the end of Imperial China.[lix]
             
          The establishment of the Republic of China ended the Qing Dynasty, but not the influence of Western powers.  Despite China’s participation in World War I in alliance with the United States and Great Britain, at Versailles Peace Conference the victors offered Germany’s Chinese concessions to Japan as repayment for its assistance in the conflict.  The only benefit China received from the victorious West was a relaxation of economic pressure on China, allowing it to close its trade deficit to $22 million by 1919 from a high of $134 million in 1914.[lx] 

            Thus, World War I (1914-1918) provided Chinese with additional grievances against both the West and Japan.  When the Versailles Peace Conference awarded Japan with Germany’s possessions in China due to their efforts attacking German interests in support of the Allies, it created a firestorm of protest emanating from Beijing University. The influence of Chinese participation in the Russian Revolution in 1918 combined with the continued development of Chinese radicalism during the war forced the Beijing government to insist on an end to China’s domination by foreign powers at the Paris Peace Conference.  The May 4th Movement, aimed at throwing off the shackles of imperialism, used uniquely Chinese interpretations of Western political ideologies including Marxism, parliamentary democracy, and Herbert Spenser’s Social Darwinism to build on the wave of popular over yet another Western imperial abuse of China’s sovereignty.[lxi]  The May 4th Movement utilized Western political theories Chinese intellectuals adopted as a direct result of Western attacks on China’s sovereignty during and following the Opium Wars of the mid-nineteenth century to attempt to reorganize China for the twentieth century.
           
Bibliography
 
Beeching, Jack. The Chinese Opium Wars. New York: Harcourt Brace Jovanovich, 1975.

Bello, David. “The Venemous Course of Southwestern Opium: Qing Prohibition in Yunnan, Sichuan, and Guizhou in the early Nineteenth Century.” The Journal of Asian Studies 62, no. 4 (2003): 1109-1142. 

Chang, Hsin-pao. Commisioner Lin and the Opium War. Cambridge, MA: Harvard University Press, 1964.

Chu, Hong-yuan and Peter Zarrow, “Modern Chinese Nationalism: The Formative Stage.” Exploring Nationalisms of China: Themes and Conflicts, Ed. C.X. George Wei and Xiaoyuan Liu. Westport, CT: Greenwood Press, 2002. 3-26. 

Epstein, Israel. From Opium War to Liberation. Hong Kong: Joint Publishing, 1980.

Furth, Charlotte, “Intellectual Change: From the Reform Movement to the May Fourth Movement,” An Intellectual History of Modern China, ed. Merle Goldman and Leo Ou-Fan Lee. Cambridge, Cambridge University Press, 2002, 1-39.

Hanes, W. Travis, and Frank Sanello, Opium Wars: The Addiction of One Empire and the Corruption of Another. Naperville, IL: Sourcebooks, Inc, 2002. 

Hsiao, Kung-Chuan, A Modern China and a New World: K’and Yu-wei, Reformer and Utopian, 1858-1927. Seattle, WA: University of Washington Press, 1975.

Janin, Hunt. The India-China Opium Trade in the Nineteenth Century, Jefferson, NC: McFarland & Company, 1999. 

Kuo, Pni-chia. A Critical Study of the First Anglo-Chinese War, with Documents, Shanghai, China: The Commercial Press, 1935.

Kwong, Luke S.K., A Mosaic of the Hundred Days: Personalities, Politics, and Ideas of 1898. Cambridge, MA: Harvard University Press, 1984. 

Mandancy, Joyce. “Unearthing Popular Attitudes toward the Opium Trade and Suppression in Late Qing and Early Republican Fujian,” Modern China 27, no. 4 (2001): 436-483.

Newman,R.K. “Opium Smoking in Late Imperial China.” Modern Asian Studies 29, no. 4 (1995): 765-794. 

Sheng, Hu, From the Opium War to the May Fourth Movement. Beijing: Foreign Languages Press, 1991.

Spence, Jonathan D., The Search for Modern China, 2nd edition. New York:  W.W. Norton and Company, 1999.


Endnotes

[i][i] R.K. Newman. “Opium Smoking in Late Imperial China,” Modern Asian Studies 29, no. 4 (1995): 766.
[ii] Newman, 776.
[iii] Newman, 787.
[iv] Newman, 779.
[v] Hunt Janin. The India-China Opium Trade in the Nineteenth Century (Jefferson, NC: McFarland & Company, 1999), 51.
[vi] Janin, 34.
[vii] Hsin-pao Chang. Commissioner Lin and the Opium War (Cambridge, MA: Harvard University Press, 1964), 215.
[viii] David Bello. “The Venomous Course of Southwestern Opium: Qing Prohibition in Yunnan, Sichuan, and Guizhou in the early Nineteenth Century,” The Journal of Asian Studies 62, no. 4 (2003): 1110.
[ix] Bello, 1110.
[x] Bello, 1128.
[xi] Bello, 1135.
[xii] Janin, 23.
[xiii] Joyce Mandancy. “Unearthing Popular Attitudes toward the Opium Trade and Suppression in Late Qing and Early Republican Fujian,” Modern China 27, no. 4 (2001): 439.
[xiv] Mandancy, 439.
[xv] Mandancy, 445.
[xvi] Mandancy 446.
[xvii] Mandancy, 448.
[xviii] W. Travis Hanes and Frank Sanello. Opium Wars: The Addiction of One Empire and the Corruption of Another (Naperville, IL: Sourcebooks, Inc, 2002), 20.
[xix] Hanes and Sanello, 22.
[xx] Hanes and Sanello, 26.
[xxi] Janin, 29.
[xxii] Chang, 53.
[xxiii] Hanes and Sanello, 29.
[xxiv] Chang, 62.
[xxv] Pni-chia kuo. A Critical Study of the First Anglo-Chinese War, with Documents. (Shanghai, China: The Commercial Press, 1935), 2.
[xxvi] Kuo, 6.
[xxvii] Kuo, 11.
[xxviii] Hanes and Sanello, 35.
[xxix] Chang, 71.
[xxx] Chang, 160.
[xxxi] Janin, 43.
[xxxii] Chang, 197.
[xxxiii] Chang, 199.
[xxxiv] Hu Sheng, From the Opium War to the May Fourth Movement (Beijing: Foreign Languages Press, 1991), 81.
[xxxv] Sheng, 83.
[xxxvi] Sheng, 85.
[xxxvii] Jack Beeching, The Chinese Opium Wars (New York: Harcourt Brace Jovanovich, 1975), 177.
[xxxviii] Jonathan D. Spence. The Search for Modern China, 2nd edition (New York:  W.W. Norton and Company, 1999), 174).
[xxxix] Hanes and Sanello, 173.
[xl] Janin, 108.
[xli] Hanes and Sanello, 223.
[xlii] Janin, 189.
[xliii] Charlotte Furth, “Intellectual Change: From the Reform Movement to the May Fourth Movement,” An Intellectual History of Modern China, ed. Merle Goldman and Leo Ou-Fan Lee (Cambridge, Cambridge University Press, 2002), 13.
[xliv] Furth, 16.
[xlv] Furth, 33.
[xlvi] Furth, 36.
[xlvii] Luke S. K. Kwong. A Mosaic of the Hundred Days: Personalities, Politics, and Ideas of 1898 (Cambridge, MA: Harvard University Press, 1984), 158.
[xlviii] Kwong, 170.
[xlix] Kung-Chuan Hsiao, A Modern China and a New World: K’and Yu-wei, Reformer and Utopian, 1858-1927 (Seattle, WA: University of Washington Press, 1975), 209.
[l] Israel Epstein, From Opium War to Liberation (Hong Kong: Joint Publishing, 1980), 72.
[li] Hsiao, 220.
[lii] Hsiao, 244.
[liii] Hong-yuan Chu and Peter Zarrow, “Modern Chinese Nationalism: The Formative Stage,” Exploring Nationalisms of China: Themes and Conflicts, ed. C.X. George Wei and Xiaoyuan Liu (Westport, CT: Greenwood Press, 2002), 5.
[liv] Epstein, 101.
[lv] Chu and Zarrow, 11.
[lvi] Furth, 35.
[lvii] Epstein, 106.
[lviii] Epstein, 106.
[lix] Epstein, 110.
[lx] Epstein, 129.
[lxi] Epstein, 132.